Assistant Compliance Manager

AORTA Professional Search Group • Contract • Hong Kong • 2m ago

Assistant Compliance Manager

JOB RESPONSIBITY:

Performing leadership role effectively supporting compliance programs, processes, policies and procedures as well as accomplishing compliance goals and strategies
Liaising with senior management and the Board to facilitate the implementation of the Compliance Policy
Working with senior management to ensure update to date Compliance regulatory environment
Developing, implementing and enforcing policies, procedures, and Compliance training programs to minimize potential risk and comply with applicable regulations, using a risk-based approach (“RBA”)
Ensuring the risk classification is properly addressed and potential risks are properly mitigated
Fostering a common vision and provide clear direction and common priorities for the Anti-Money Laundering Compliance (AML) program both within and outside the department
Compiling risk analytics data from a variety of sources needed to identify trending and root cause analysis on key risk indicators of AML risk
Developing and maintaining policies, procedures and other program documents such as product level risk assessments or AML control documents for the overall Compliance Program
Conducting Customer Due Diligence (e.g., KYC) checks and approval during on-boarding to be in line with the Compliance Policy.
Timely reviewing the KYC document checklist in light of changing business circumstances
Reviewing and updating the KYC checklist whenever deemed necessary

JOB REQUIREMENT:

Degree or above with major in Business Administration, Finance, Accounting, Law or related discipline
Sound knowledge of relevant laws and regulations of payment industry
At least 3 years of experience in compliance, legal or regulatory fields of financial services industry
Familiar with the operating rules and regulatory requirements of the local financial market/ FINTECH industry
Strong interpersonal and communication skills with effective time and project management skills
Good command of both spoken and written English and Chinese. Mandarin is an advantage

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